MPEP Summary Chapter 2200 Citation of Prior
Art and Ex Parte Reexamination of Patents
This
chapter serves as a guide regarding the processing and filing of prior art citations
and reexamination requests. The purpose for citing prior art in patent files is
to inform the patent owner and the public in general that such patents or printed
publications are in existence and should be considered when evaluating the validity
of the patent claims in question. The examiner will consider these citations when
examining the application. Citations of prior art for reexaminations are limited
to prior art patents and printed publications, whereas the original prosecution
performed by the examiner does not have this limitation.
You may
expect several detailed questions concerning the material in this section. Details
such as extensions of time, and time allowed for a response should be fully understood.
Be sure to remember that only patents and printed publications are allowed in
reexamination proceedings. Also recognize that any person may cite prior art.
The exam will work these points in a few questions.
2202 Citation
of prior art
Reexamination proceedings were recently expanded through the
offering of an "inter partes" option. This option allows the third party
initiating the reexamination to be involved with the proceedings. Chapter 2200
discusses the rules relating to ex parte proceedings (those between just the patent
owner and the USPTO). A new chapter, Chapter 2600, discusses the rules for inter
partes reexamination proceedings. Both of these chapters are primarily guides
for examiners in reexamination proceedings. However, there is some information
from both that is relevant to the patent bar exam.
Prior art in the form
of patents or printed publications may be cited to the Office for placement into
the patent files. The purpose for citing prior art in patent files is to inform
the patent owner and the public in general that such patents or printed publications
are in existence and should be considered when evaluating the validity of the
patent claims in question.
35 U.S.C. 301 Citation of prior art.
Any
person at any time may cite to the Office in writing prior art consisting of patents
or printed publications which that person believes to have a bearing on the patentability
of any claim of a particular patent. If the person explains in writing the pertinency
and manner of applying such prior art to at least one claim of the patent, the
citation of such prior art and the explanation thereof will become a part of the
official file of the patent. At the written request of the person citing the prior
art, his or her identity will be excluded from the patent file and kept confidential.
§
1.501 Citation of prior art in patent files.
(a) At any time during the
period of enforceability of a patent, any person may cite, to the Office in writing,
prior art consisting of patents or printed publications which that person states
to be pertinent and applicable to the patent and believes to have a bearing on
the patentability of any claim of the patent. If the citation is made by the patent
owner, the explanation of pertinency and applicability may include an explanation
of how the claims differ from the prior art. Such citations shall be entered in
the patent file except as set forth in §§ 1.502 and 1.902.
(b) If
the person making the citation wishes his or her identity to be excluded from
the patent file and kept confidential, the citation papers must be submitted without
any identification of the person making the submission.
(c) Citation of patents
or printed publications by the public in patent files should either:
(1) Reflect
that a copy of the same has been mailed to the patent owner at the address as
provided for in § 1.33(c); or in the event service is not possible
(2)
Be filed with the Office in duplicate.
filing a citation of prior art
places evidence of prior art in the patent file:
no fee is required
a copy
must be served to patent owner
it says that no further action is necessary
unless an application for reexamination is requested
it says that no fee is
extracted
anyone may file a citation of prior art
a submitter may request
that his or her identity be kept confidential
2203 Persons who may
cite prior art
the patent owner, or any member of the public, may submit
prior art citations of patents or printed publications to the Office
"any
person" may be a corporate or governmental entity as well as any individual
at
the written request of the person citing the prior art, his or her identity will
be excluded from the patent file and kept confidential
2204 Time for
filing prior art citation
a citation of prior art may be filed "at
any time"
a. "any time" means anytime during the period of enforceability
of a patent
b. the period of enforceability is the length of the patent term
plus 6 years under the statute of limitations for bringing an infringement action
citations
of prior art submitted after the date of any order to reexamine will not be entered
into the patent file until the reexamination proceeding has been concluded
2205
Content of prior art citation
written prior art consisting of patents or
printed publications may be used as a prior art citation
it requires an
explanation from the person submitting the prior art as to why it is believed
to be pertinent to the patent
prior art citations filed by persons other
than the patent owner must indicate that a copy of the citation has been mailed
to or served to the patent owner
2207 Entry of court decision in patent
files
submissions of the following type will be accepted at any time:
copies
of notices of suits and other proceedings involving the patent and copies of decisions
or other court papers
2209 Ex parte reexamination
when the prosecution
of a reexamination proceeding is terminated, a reexamination certificate is issued
which indicates the status of all claims following the reexamination
unless
prosecution is reopened by the Director, the reexamination proceeding is concluded
by the issuance and publication of a reexamination certificate
a paper
reexamination file is not available to the public:
public access to and copying
of the reexamination file may be made from an electronic copy
any person
may file a request for reexamination if a substantial new question of patentability
is presented:
anyone including the patent owner for unexpired patents
anyone including the patent owner until six years after the patent has expired
no
requests for reexamination will be accepted after this time period
a fee is
required
it must be based on prior art in the form of either printed publications
or patents
only patents and printed publications may be considered during
a reexamination
the basic characteristics of a reexamination include that:
anyone
can request one at any time during the period of enforceability of the
patent
cited
prior art is limited to prior art patents or printed publications
a substantial
new question of patentability must be presented
reexamination proceedings
are ex parte in nature
a decision regarding the reexamination must be made
no later than 3 months
from its filing
the scope of the claims cannot be
enlarged by amendment
the reexamination and patent files are open to the public
bankruptcy
will not stay a reexamination
there can never be a divisional reexamination
continuations
are not permitted in a reexamination
a reexamination cannot be canceled
once it has been filed
a final decision by a U.S. district court finding
a patent to be valid will have no binding effect during reexamination since the
PTO may still find the claims of the patent to be invalid
2210 Request
for ex parte reexamination
35 U.S. C. 302 Request for reexamination.
Any
person at any time may file a request for reexamination by the Office of any claim
of a patent on the basis of any prior art cited under the provisions of section
301 of this title. The request must be in writing and must be accompanied by payment
of a reexamination fee established by the Director pursuant to the provisions
of section 41 of this title. The request must set forth the pertinency and manner
of applying cited prior art to every claim for which reexamination is requested.
Unless the requesting person is the owner of the patent, the Director promptly
will send a copy of the request to the owner of record of the patent.
§1.510
Request for ex parte reexamination.
(a)Any person may, at any time during the
period of enforceability of a patent, file a request for an exparte reexamination
by the Office of any claim of the patent on the basis of prior art patents or
printed publications cited under § 1..501.The request must be accompanied
by the fee for requesting reexamination set in § 1.20((c)(1).
(b)Any request
for reexamination must include the following parts:
(1)A statement pointing
out each substantial new question of patentability based on prior patents and
printed publications.
(2)An identification of every claim for which reexamination
is requested, and a detailed explanation of the pertinency and manner of applying
the cited prior art to every claim for which reexamination is requested. If appropriate
the party requesting reexamination may also point out how claims distinguish over
cited prior art.
(3)A copy of every patent or printed publication relied upon
or referred to in paragraph (b)(l)and (2)of this section accompanied by an English
language translation of all the necessary and pertinent parts of any nonEnglish
language patent or printed publication. (4)A copy of the entire patent including
the front face, drawings, and specification/claims (in double column format)for
which reexamination is requested, and a copy of any disclaimer, certificate of
correction, or reexamination certificate issued in the patent. All copies must
have each page plainly written on only one side of a sheet of paper.
(5)A certification
that a copy of the request filed by a person other than the patent owner has been
served in its entirety on the patent owner at the address as provided for in §
1..33(c).The name and address of the party served must be indicated. If service
was not possible, a duplicate copy must be supplied to the Office.
(c)If the
request does not include the fee for requesting reexamination or all of the parts
required by paragraph (b)of this section, the person identified as requesting
reexamination will be so notified and given an opportunity to complete the request
within a specified time. If the fee for requesting reexamination has been paid
but the defect in the request is not corrected within the specified time, the
determination whether or not to institute reexamination will be made on the request
as it then exists. If the fee for requesting reexamination has not been paid,
no determination will be made and the request will be placed in the patent file
as a citation if it complies with the requirements of § 1.501(a).
(d)The
filing date of the request is:
(1)The date on which the request including the
entire fee for requesting reexamination is received in the Patent and Trademark
Office; or
(2)The date on which the last portion of the fee for requesting
reexamination is received. (e)A request filed by the patent owner may include
a proposed amendment in accordance with §1.530.
(f)If a request is filed
by an attorney or agent identifying another party on whose behalf the request
is being filed, the attorney or agent must have a power of attorney from that
party or be acting in a representative capacity pursuant to § 1.34((a).
a
request for a reexamination includes:
a. a statement pointing out every new
question of patentability
b. a detailed explanation and identification of every
claim sought
c. a copy of every publication or patent referred to
d. a certification
that the patent owner has been served with a copy of the request
although
the fee can be paid later, the reexamination date is the date the complete fee
is received
the fees for a reexamination proceeding include the fees for
the request, for addition of claims, for a request for an extension of time, for
any appeal, brief, and oral hearing
a. no fee is due for the issuance of a
reexamination certificate
A reexamination may be requested by any member
of the public when he or she has evidence that questions the patentability of
a claim or claims in an issued patent.
2211 Time for requesting ex parte
examinations
the period of enforceability (the time allowable for requesting
a reexamination) is determined by adding 6 years to the date on which the patent
expires
the patent expiration date for a utility patent is determined by taking
into account the term of the patent, whether maintenance fees have been paid and
whether any disclaimer was filed
any patent term extensions or adjustments
are taken into account when determining the patent expiration date
2212
Persons who may file a request for ex parte reexamination
"any person"
may file a request for reexamination of a patent
the difference between
an ex parte and inter parte reexamination proceeding is that:
an ex parte
reexamination can be initiated anonymously by a third party
however, if ex
parte, then a third party cannot participate in anyway in the prosecution
an inter parte reexamination requires the disclosure of the real party in interest
in
an inter parte reexamination, the patent owner has to serve any paper filed on
a third party requester, who can file comments within 30 days
a third party
who initiates a reexamination can still participate after a substantial new question
is confirmed, but the real party of interest must be identified
a third
party requester can appeal any decision favorable to the patent owner in a reexamination
proceeding by appealing to the Board of Appeals or the CAFC
2214 Content
of request for ex parte reexamination
a request for a reexamination must
include a statement that should point out what the requester considers to be the
substantial new question of patentability which would warrant the reexamination
a
request should not be filed to resolve issues of patentability as to certain references
brought up by the examiner
the request should never urge that those references
present a substantial new question of patentability (since the examiner had them
at his/her disposal during the examination )
a request for reexamination
must include:
a copy of the patent for which reexamination is requested
must
be submitted in double column format, on singlesided sheets only
a copy of
any disclaimer, certificate of correction, or reexamination certificates issued
in the patent
2215 Fee for requesting ex parte reexamination
the
entire fee for filing a request must be paid
a refund will be made to the
identified requester if any is ever found to be warranted
2216 Substantial
new question of patentability
the request must include a statement that
points out each new question of patentability based on prior patents and printed
publications
if a substantial new question is brought forth, the patent
owner will need to file a statement within two months
a substantial new
question cannot be based upon:
prior art expressly relied upon by the examiner
during the prosecution
prior art which was actually discussed
rules
for establishing a substantial new question of patentability to obtain a reexamination:
an admission, per se, may not be the basis for establishing a substantial new
question of patentability
however, an admission by the patent owner of record
in the file or in a court record may be utilized in combination with a patent
or printed publication
a prior art patent cannot be properly applied as a
ground for reexamination if it is merely used as evidence of an alleged prior
public use or sale, or an insufficiency of the disclosure
the prior art patent
must be applied directly to claims under 35 U.S.C. 103 and/or an application portion
of 35 U.S.C. 102 or relate to the application of other prior art patents or printed
publications to claims on such grounds
any substantial new question of patentability
must be based on prior patents and publications
the name and address of the
party served must be indicated if the request is by a person other than the patent
owner
2217 Statement in the request applying prior art
admissions
by the patent owner as to any matter affecting patentability may be utilized to
determine the scope and content of the prior art in conjunction with patents and
printed publications
2221 Amendments included in request by patent owner
a
patent owner may include a proposed amendment with his or her request
2223
Withdrawal of attorney or agent
a request by an attorney or agent of record
to withdraw from a patent will normally be approved only if at least 30 days remain
in any running period for a response
2224 Correspondence
all
requests for ex parte reexaminations mailed to the PTO should be marked "Mail
Stop Ex Parte Reexamination" to distinguish them from inter parte reexamination
requests
a request for reexamination may not be sent by facsimile transmission
communications
from the PTO to the patent owner will be directed to the first named, most recent
attorney or agent of record in the patent file at the current address on the Office's
register of patent attorneys and agents, or to the patent owner's address if no
attorney or agent is of record
2225 Untimely paper filed prior to order
after
the filing of a request, no other papers may be submitted except:
citations
of patents or printed publications
another complete request
notifications
of the existence of prior or concurrent proceedings
2228 Informal request
for ex parte reexamination
if the fee has been paid, but the request does
not contain all the elements called for, then the request will be considered informal
2230
Constructive notice to patent owner
if mailing efforts to correspond with
the patent owner fail, the reexamination proceeding will proceed without any actual
notice to the patent owner
2232 Public access
all reexamination
files are normally open to inspection by the general public
the general
public may view the entire content of a reexamination file via Public PAIR
2234
Entry of amendments
reexamination requests are to be assigned to an examiner
different from the examiner(s) who examined the patent application
although
amendments will be entered for the purposes of examination, the amendments are
not legally effective until the reexamination certificate is issued
2240
Decision on request
the following types of amendments will not be considered
when deciding requests:
amendments that have been presented with the request
if by the patent owner
those which have been filed in a pending reexamination
proceeding in which the certificate has not been issued
those which have been
submitted in a reissue application on which no reissue patent has been issued
if
a second or subsequent request for ex parte reexamination is filed (by any party)
while a first ex parte reexamination is pending, then the second request must
include new prior art that raises a substantial new question of patentability
that is different from that raised in the pending first reexamination proceeding
2241
Time for deciding request
the determination of whether or not to reexamine
must be made within 3 months following the filing date of a request
2242
Criteria for deciding request
if the prior art patents and printed publications
raise a substantial question of patentability for at least one claim of the patent,
then a substantial new question of patentability is present, unless that very
same question of patentability has already been decided
there must be a
substantial likelihood that a reasonable examiner would consider the prior art
patent or printed publication important in deciding whether or not the claim is
patentable
where a request for reexamination of a patent is made before
the conclusion of an earlier filed reexamination proceeding pending for that patent,
the substantial new question of patentability may be raised with respect to any
new or amended claim which has been proposed in the pending reexamination proceeding
2246 Decision ordering reexamination
when granting a decision
ordering a reexamination, where the question is raised, or where
it is not
clear that a patent or printed publication predates the patent claims, a discussion
should be provided as to why the patent or printed publication is in fact available
against the patent claims
it is possible to petition to vacate the order
granting the reexamination
in other words; to petition that there not be
a reexamination
it is not petitionable when:
the examiner determines
that a date of a reference is early enough such that the reference constitutes
as prior art
the examiner determines that a reference is a printed publication
these
matters can be argued by the patent owner and appealed during the examination
phase of the reexamination proceeding
circumstances where 37 C.F.R. 1.181
(petition to the commissioner) can possibly be used to vacate the order granting
the reexamination (to petition that there not be a reexamination) include when:
the
reexamination order is not based on prior patents or printed publications
all the claims of the patent were held to be invalid by a Federal Court
the
reexamination was ordered for the wrong patent
the reexamination was ordered
based on a duplicate copy of the request
the reexamination order is based
wholly on prior art previously considered in an earlier concluded examination
of the patent
2258 Scope of ex parte reexamination
§
1.552 Scope of reexamination in ex parte reexamination proceedings.
(a)
Claims in an ex parte reexamination proceeding will be examined on the basis of
patents or printed publications and, with respect to subject matter added or deleted
in the reexamination proceeding, on the basis of the requirements of 35 U.S.C.
112.
(b) Claims in an ex party reexamination proceeding will not be permitted
to enlarge the scope of the claims of the patent.
(c) Issues other than those
indicated in paragraphs (a) and (b) of this section will not be resolved in a
reexamination proceeding. If such issues are raised by the patent owner or third
party requester during a reexamination proceeding, the existence of such issues
will be noted by the examiner in the next Office action, in which case the patent
owner may consider the advisability of filing a reissue application to have such
issues considered and resolved.
rejections made under 35 U.S.C. 102(f)
or (g) based on the prior invention of another must be disclosed in a patent or
printed publication
new claims may be added in a reexamination, but not
broader claims
a rejection on the prior public use or sale, insufficiency
of disclosure, etc., cannot be made even if the rejection relies on a prior patent
or printed publication
prior art patents or printed publications must be
applied under an appropriate portion of 35 U.S.C. 102 and/or 103 when making a
rejection
the issue of double patenting is appropriate for consideration
in a reexamination proceeding
admissions by the patent owners as to matters
affecting patentability may be utilized in a reexamination proceeding
a third party may not submit admissions that were supposedly made by the patent
owner outside of the record or the court
2259 Res judicata and collateral
estoppel in reexaminations
since all claims finally held invalid by a Federal
court, after all estoppels, will be withdrawn from consideration and not reexamined
during a reexamination proceeding, a rejection on the grounds of res judicata
will not be appropriate in reexamination
2263 Time for response
a
shortened statutory period of 2 months will be set for responses to Office actions,
except where the reexamination results from a court order or litigation, in which
case the shortened statutory period will be set at 1 month
2265 Extension
of time
§ 1.550 Conduct of ex parte reexamination proceedings.
(c)
(c)The time for taking any action by a patent owner in an ex parte
reexamination proceeding will be extended only for sufficient cause and for a
reasonable time specified. Any request for such extension must be filed on or
before the day on which action by the patent owner is due, but in no case will
the mere filing of a request effect any extension. See § 1.304((a) for extensions
of time for filing a notice of appeal to the U.S. Court of Appeals for the Federal
Circuit or for commencing a civil action.
the provisions of 37 C.F.R.
1.136(a) and (b) are not applicable to reexamination proceedings under any circumstances
a
request for an extension must be filed:
on or before the day on which action
by the patent owner is due it must set forth sufficient reasons for the extension
in reexaminations, extensions are available for cause only as written in
37 C.F.R. 1.550, filing a response in a reexamination automatically extends the
deadline by one month
a. the automatic one-month extension of time granted
as a result of a timely first response to a final rejection does not apply once
the Notice of Appeal has been filed
b. sufficient cause for an extension must
be made
in no case will the mere filing of a request for extension of time
automatically effect any extension
the patent owner is entitled to know the
examiner's ruling on a timely response filed after final rejection before being
required to file a notice of appeal
notification of the examiner's ruling
should reach the patent owner with sufficient time for the patent owner to consider
the ruling and act on it
2266 Responses
§ 1.550
Conduct of ex parte reexamination proceedings. (d & e)
(d) If the patent
owner fails to file a timely and appropriate response to any Office action or
any written statement of an interview required under § 1.560(b), the ex parte
reexamination proceeding will be terminated, and the Director will proceed to
issue a certificate under § 1.570 in accordance with the last action of the
Office.
(e) If a response by the patent owner is not timely filed in the Office,
(1)
The delay in filing such response may be excused if it is shown to the satisfaction
of the Director that the delay was unavoidable; a petition to accept an unavoidably
delayed response must be filed in compliance with § 1.137(a); or
(2) The
response may nevertheless be accepted if the delay was unintentional; a petition
to accept an unintentionally delayed response must be filed in compliance with
§ 1.137(b).
where a patent owner's submission contains a serious
deficiency (like an omission) and the period for response has expired, the patent
owner will be notified of the deficiency and be given a time period for the omitted
response
the patent owner must supply the omission within this new deadline
to avoid the termination of the proceeding
a response by the patent owner will
not be considered fully responsive to a nonfinal Office action where:
a bona
fide response to an examiner's nonfinal action is filed before the expiration
of the permissible response period
in a reexamination proceeding, the patent
owner cannot file a request for continued examination (RCE) under 37 C.F.R. 1.114
defects
in the submission may include instances where:
the paper filed does not include
proof of service
the paper filed is unsigned
the paper filed is signed
by a person who is not of record
the amendment filed by the patent owner does
not comply with 37 C.F.R. 1.530(d)
2272 After final practice
if
a response to the final rejection is filed, the time period set in the final rejection
is automatically extended by 1 month if the response is the first response after
the final rejection
the period for response should be appropriately extended
in the examiner's advisory action if there is insufficient time for the patent
owner to consider the examiner's ruling and act on it
2273 Appeal
in ex parte reexamination
§ 1.303 Civil action under 35 U.S.C.
145, 146, 306.
(a) Any applicant or any owner of a patent involved in an
ex parte reexamination proceeding filed under §1.510 for a patent that issues
from an original application filed in the United States before November 29, 1999,
dissatisfied with the decision of the Board of Patent Appeals and Interferences,
and any party to an interference dissatisfied with the decision of the Board of
Patent Appeals and Interferences may, instead of appealing to the U.S. Court of
Appeals for the Federal Circuit (§ 1.301), have remedy by civil action under
35 U.S.C. 145 or 146, as appropriate. Such civil action must be commenced within
the time specified in § 1.304.
(b) If an applicant in an ex parte case
or an owner of a patent involved in an ex parte reexamination proceeding filed
under §1.510 for a patent that issues from an original application filed
in the United States before November 29, 1999, has taken an appeal to the U.S.
Court of Appeals for the Federal Circuit, he or she thereby waives his or her
right to proceed under 35 U.S.C. 145.
(c) If any adverse party to an appeal
taken to the U.S. Court of Appeals for the Federal Circuit by a defeated party
in an interference proceeding files notice with the Commissioner within twenty
days after the filing of the defeated party's notice of appeal to the court (§
1.302), that he or she elects to have all further proceedings conducted as provided
in 35 U.S.C. 146, the notice of election must be served as provided in §
1.646.
(d) For an ex parte reexamination proceeding filed under § 1.510
for a patent that issues from an original application filed in the United States
on or after November 29, 1999, and for an inter partes reexamination proceeding
filed under § 1.913, no remedy by civil action under 35 U.S.C. 145 is available.
in an ex parte reexamination of a patent that issued from an original application
filed on or after November 29, 1999, the patent owner may appeal to the Board
only after a claim has been finally rejected
a patent owner that is dissatisfied
with the rejection of his or her claims may appeal to the Board for review of
the rejection by filing a Notice of Appeal within the required time
the period
for filing the Notice of Appeal is the period set for response in the last Office
action which is normally 2 months
37 C.F.R. 1.310 and 1.303(a):
a third
party may not appeal either of these rules
a reexamination under 35 U.S.C.
302 is conducted ex part after it is instituted
third parties do not participate
in ex parte reexaminations
it does not matter if a third party is dissatisfied
with the decision of the Board, they cannot appeal
2274 Appeal brief
an
applicant may file a petition requesting additional time (usually 1 month) he
or she must give reasons for the request
failure to file the brief and/or the
appeal fee within the permissible time will result in the
dismissal of the
appeal
the reexamination will then be terminated and a Notice of Intent to
Issue Reexamination Certificate will be issued indicating the status of the claims
at the
time of appeal
2283 Multiple copending reexamination proceedings
The
following rule explains the details of merging two ex parte reexamination proceedings.
§
.565 Concurrent office proceedings which include an ex parte reexamination proceeding.
(c) If ex parte reexamination is ordered while a prior ex parte reexamination
proceeding is pending and prosecution in the prior ex parte reexamination proceeding
has not been terminated, the ex parte reexamination proceedings will be consolidated
and result in the issuance of a single certificate under § 1.570. For merger
of inter partes reexamination proceedings, see § 1.989(a). For merger of
ex parte reexamination and inter partes reexamination proceedings, see §
1.989(b).
2285 Copending reexamination and reissue proceedings
The
following rule explains the details of merging a reissue and a reexamination proceeding.
§
1.565 Concurrent office proceedings which include an ex parte reexamination proceeding.
(d)If a reissue application and an ex parte reexamination proceeding on which
an order pursuant to §1.525 has been mailed are pending concurrently on a
patent, a decision will normally be made to merge the two proceedings or to suspend
one of the two proceedings. Where merger of a reissue application and an ex parse
reexamination proceeding is ordered, the merged examination will be conducted
in accordance with §§1.171 through 1.179,and the patent owner will be
required to place and maintain the same claims in the reissue application and
the ex parte reexamination proceeding during the pendency of the merged proceeding.
The examiner 's actions and responses by the patent owner in a merged proceeding
will apply to both the reissue application and the ex parte reexamination proceeding
and be physically entered into both files. Any ex parte reexamination proceeding
merged with a reissue application shall be terminated by the grant of the reissued
patent. For merger of a reissue application and an inter partes reexamination,
see §1.991.
Where the merger decision indicates that an Office
action will follow, the merged proceeding is returned to the examiner immediately
after the decision for appropriate action
in contrast to when a CPA
of the reissue application is filed, if an RCE is filed, the reissue application
is not considered to be expressly abandoned and the merged proceeding will continue
2286
Ex parte reexamination and litigation proceedings
§ 1.565
Concurrent office proceedings which include an ex parte reexamination proceeding.
(b)If
a patent in the process of ex parte reexamination is or becomes involved in litigation,
the Director shall determine whether or not to suspend the reexamination. See
§1.987 for inter partes reexamination proceedings.
the final decision
by a U.S. District Court finding a patent to be valid will have no binding effect
during reexamination since the PTO may still find the claims of the patent to
be invalid
the PTO may discover new art and find the claims unpatentable
as that art would raise a substantial new question of patentability
a patentee
could file a prior art statement under 35 U.S.C. 301 or disclose prior art in
a reissue application if the original patent (through error without deceptive
intent) is defective or claims more or less than what should be claimed
the preponderance of evidence standard does not change in reexamination proceedings
2292
Distribution of certificate
After the reexamination proceeding is terminated
and the certificate has been waived, any member of the public may obtain a copy
of the certificate by ordering a copy of the patent.
reexamination limits:
anyone
may file for the reexamination of a patent by filing the proper request as many
times as they please provided they pay the required fee each time
however,
harassment of the applicant will not be tolerated, in situations
where this
is clearly the case, the request will be denied
must provide the requestor
of the reexamination a substantial new question of patentability for each request
he or she files
correspondence:
a request for reexamination will be
sent to the address the correspondence was sent to during the application prosecution
any
assignments made will not receive the correspondence unless they send in a change
of correspondence address for the patent file
Interviews:
§
1.560 Interviews in ex parte reexamination proceedings.
(b) In every instance
of an interview with an examiner in an ex parte reexamination proceeding, a complete
written statement of the reasons presented at the interview as warranting favorable
action must be filed by the patent owner. An interview does not remove the necessity
for response to Office actions as specified in § 1.111. Patent owner's response
to an outstanding Office action after the interview does not remove the necessity
for filing the written statement. The written statement must be filed as a separate
part of a response to an Office action outstanding at the time of the interview,
or as a separate paper within one month from the date of the interview, whichever
is later.
third party requesters may not attend reexamination interviews
after every interview with an examiner in an ex parte reexamination proceeding,
the patent owner must complete a written statement providing the reasons presented
at the interview which warranted favorable action:
this must be done even if
the patent owner replies to an outstanding Office action
it must be filed as
a separate part of a response to an outstanding Office action at the time of the
interview, or as a separate paper within one month from the date of the interview,
whichever is later