MPEP Summary Chapter 1000 Matters Decided
by Various U.S. Patent and Trademark Office Officials
An applicant dissatisfied with a decision made by the PTO may file either
a petition to the Commissioner or an appeal to the Board of Patent Appeals. The
three rules presented in this chapter summarize petitionable disputes. These include;
petitions to the Commissioner, petitions relating to questions not specifically
provided for, and finally, petitions for the suspension of rules.
Many
areas of the MPEP and the patent bar exam will reference the petitions listed
here. Therefore it is important to understand and at least know what each petition
is commonly used for.
1002 Petitions to the Director of the
USPTO
§1.181 Petition to the Director.
(a)Petition
may be taken to the Director:
(1)From any action or requirement of any examiner
in the ex parte prosecution of an application, or in exparte or inter parks prosecution
of a reexamination proceeding which is not subject to appeal to the Board of Patent
Appeals and Interferences or to the court;
(2)In cases in which a statute
or the rules specify that the matter is to be determined directly by or reviewed
by the Director; and
(3)To invoke the supervisory authority of the Director
in appropriate circumstances. For petitions in interferences, see §1.644.
(b)Any such petition must contain a statement of the facts involved and the point
or points to be reviewed and the action requested. Briefs or memoranda ,if any,
in support thereof should accompany or be embodied in the petition; and where
facts are to be proven, the proof in the form of affidavits or declarations (and
exhibits, if any)must accompany the petition.
(c)When a petition is taken
from an action or requirement of an examiner in the ex parte prosecution of an
application, or in the ex parte or inter partes prosecution of a reexamination
proceeding, it may be required that there have been a proper request for reconsideration
(§1.111)and a repeated action by the examiner. The examiner may be directed
by the Director to furnish a written statement, within a specified time, setting
forth the reasons for his or her decision upon the matters averred in the petition,
supplying a copy to the petitioner. (d)Where a fee is required for a petition
to the Director the appropriate section of this part will so indicate. If any
required fee does not accompany the petition, the petition will be dismissed.
(e)Oral hearing will not be granted except when considered necessary by the Director.
(f)The mere filing of a petition will not stay any period for reply that may be
running against the application, nor act as a stay of other proceedings. Any petition
under this part not filed within two months of the mailing date of the action
or notice from which relief is requested may be dismissed as untimely, except
as otherwise provided. This two month period is not extendable.
(g)The Director
may delegate to appropriate Patent and Trademark Office officials the determination
of petitions. designee, sua sponte ,or on petition of the interested party, subject
to such other requirements as may be imposed. Any petition under this section
must be accompanied by the petition fee set forth in § 1.17(h).
§
1.182 Questions not specifically provided for.
All situations not specifically
provided for in the regulations of this part will be decided in accordance with
the merits of each situation by or under the authority of the Commissioner, subject
to such other requirements as may be imposed, and such decision will be communicated
to the interested parties in writing. Any petition seeking a decision under this
section must be accompanied by the petition fee set forth in § 1.17(h).
§
1.183 Suspension of rules.
In an extraordinary situation, when justice
requires, any requirement of the regulations in this part which is not a requirement
of the statutes may be suspended or waived by the Commissioner or the Commissioner's
designee, sua sponte, or on petition of the interested party, subject to such
other requirements as may be imposed. Any petition under this section must be
accompanied by the petition fee set forth in § 1.17(h).
the mere
filing of a petition will not stay the period for replying to an examiner's action,
nor act as a stay of other proceedings
the applicant will need to file the
petition and any reply within the time to reply or successfully file an extension
of time
any petition which is not filed "within 2 months from the action
complained of may be dismissed as untimely"
the 2 month time period in
37 C.F.R. 1.181(f) applies to petitions under any section that does not specify
the time period within which a petition must be filed (i.e. 37 C.F.R. 1.182 and
1.183)
often, the action complained of (i.e. a requirement for a new drawing),
is included in the same letter as an action on the merits of the claims, the latter
having a 3 month period for reply:
under such circumstances, if an applicant
requests reconsideration of the requirement for a new drawing, the examiner's
action on the request, if adverse, establishes the beginning of the 2 month period
for filing the petition
the petition must be filed within this period even
though the period for a reply to the rejection of the claims may extend beyond
the 2 month period
the 2 month period is not extendible under 37 C.F.R. 1.136(a)
since the time is within the discretion of the Commissioner