The exam will probably
contain a specific question or two directed at correcting the inventorship of
an application. Priority claims will also be tested in a couple of questions.
Usually, the conditions for meeting the right of priority of an application are
incorporated into the test in at least one question.
Here's what
you need to know:
Application Types:
Nonprovisional:
1.
contains at least 1 claim
2. is not abandoned after 12 months
3. requires
an oath or declaration
Provisional:
1. contains no claims
2.
is abandoned after 12 months no oath or declaration is required
Conversion
of nonprovisional to a provisional application:
1. requires a petition
under 37 C.F.R. 1.53(c)(2) and a fee
2. the nonprovisional will become a provisional
application and will keep the original filing date of the nonprovisional
Conversion
of provisional to a nonprovisional application:
Rules governing the
conversion of a provisional application to a nonprovisional application:
1.
in the case of a successful conversion, there is only one application and that
application has a single filing date, the filing date of the provisional application
2.
the conversion of a provisional application to a nonprovisional application will
adversely impact on the term of any patent to issue from the application
3.
the conversion of a provisional application to a nonprovisional will result in
the term of any patent to issue from the application being measured from at least
the filing date of the provisional application
4. an applicant having filed
a provisional application can avoid any adverse patent term impact resulting from
converting the provisional application to a nonprovisional application by instead
filing a nonprovisional claiming the benefit of the provisional application under
35 U.S.C. 119(e)
For a nonprovisional application to properly claim the
benefit of the filing date of a provisional application, the provisional application
must be entitled to a filing date and the basic filing fee must be paid within
the time period set forth
Continuation Application:
1. if a patent
examiner rejects one or more of the claims filed in an original application, a
continuation application may be filed within three months of the rejection:
a.
a continuation requires a new fee, newly written claims and receives a new filing
date - however, the original filing date will be used to determine any prior art
disputes the same subject matter is included in both
b. no new matter is acceptable
Rules
governing continuation applications:
1. a continuation may be filed during
the pendency of the parent
2. a continuation need only have one inventor in
common
A continuation application may be filed under 35 U.S.C. 111(a) by
providing a new specification and drawings and a newly executed declaration provided
the new specification and drawings do not contain any subject matter that would
have been considered new matter in the prior application
A continuation
application may:
1. be a second, third, etc. application by the same applicant
for the same invention
2. be filed under 37 C.F.R. 1.53(b) or (d)
3. be
filed before the parent application becomes abandoned
Continuation-In-Part
Application (CIP):
If an inventor makes improvements after he or she
files the original application, he or she may file a continuation-in-part application
to cover the improvements. The new material will have the filing date of the CIP
application while the old material will still retain the filing date of the original
application
For continuation-in-part applications:
1. the first
application must be copending and the CIP will retain the earlier filing date
2.
the CIP contains new matter over the patent application
3. some substantial
portion of all of the earlier applications is repeated
4. some new matter is
added
5. a fresh set of papers with a new oath must be sent
6. they must
be filed before the parent application becomes abandoned there is some new subject
matter involved
7. they may be filed under 37 C.F.R. 1.53(b)
Continued
Prosecution Application (CPA):
a continuation application of a prior nonprovisional
application claiming a design may be filed as a continued prosecution application
Continued
prosecution applications are filed under 37 C.F.R. 1.53(d):
1. these have
the same serial number as its parent although no reference to the parent is inserted
into the specification
2. they cannot be filed for provisional applications
3.
they can be filed for PCT applications if they are in the national stage
Correction
of inventorship:
37 C.F.R. 1.48(a):
1. this rule is used as
a guideline for the correction of inventorship
2. it discusses the correction
of inventorship for all applications, except for reissues
3. the assignee's
written consent is not required if an inventor is being deleted because some of
the claims were deleted during the prosecution
A petition under 37 C.F.R.
1.48 is not required where:
1. the claims and inventorship match in the
end
2. there is a spelling error in the name of the inventor
3. the inventor's
name has changed
4. a court issued an order for the correction of the invention
of a patent
5. there was no change in the individual, but the incorrect name
was given
6. A nonprovisional application filed under 37 C.F.R. 111(a) on or
after 12/1/97, which lists the names of the correct inventors, but the inventive
entity differs
7. a provisional application filed on or after 12/1/97, which
lists the names of the correct inventors, but the inventive entity on the cover
sheet differs
Right of priority of an application
Foreign
priority may be claimed under 35 U.S.C. 119(a)(d) or (f), the conditions for receiving
the benefit of the filing date of a prior application filed in a foreign country
include that:
1. the foreign application must be by the same inventor or
by his or her legal representatives or assignees
2. the application must have
been filed within 12 months from the date of the earliest foreign filing in a
recognized country
3. it must be for the same invention
4. the foreign application
must be filed where similar privileges are bestowed upon applicant after filing
application (like an inventors certificate)
When claiming domestic priority
under 35 U.S.C. 120 or 119(e):
1. the same disclosure must be present
2.
the applications must be copending
3. a reference to the prior application
must be made
4. at least one common inventor must be present
5. it must
be filed for within the appropriate time period
6. the application must be
properly translated in English