There are usually a few questions
pertaining to reissue applications on the patent bar exam. Know the basics of
reissue applications and at least familiarize yourself with the specifics, especially
Certificates of correction. The PTO will most likely ask about foreign priority
in reference to reissues, broadening claims in a reissue and how to handle amendments
to reissues.
Certificate of correction:
When to use
a Certificate of correction:
1. through error and without deceptive intent,
there is a failure to make reference to a prior copending application and the
failure does not otherwise affect what is claimed, but the prior copending application
is referenced in a record of the application
2. through error and without deceptive
intent, a prior copending application is correctly ID'd elsewhere in the application
file, and a petition under 37 C.F.R. 1.324 and fees are filed
Two statutory
requirements for a Certificate of correction:
1. applicant's mistake (mistake
must be of clerical, typographical nature)
2. correction must not involve changes
that constitute new matter
Reissue:
Grounds for filing:
1.
reissues are filed in order to correct errors in patents that were made without
any deceptive intention, unavoidable and unintentional, where, as a result of
the error, the patent is deemed wholly or partly inoperative or invalid
2.
an error arises from an error in the preparation and/or prosecution of the application
there must be at least one error
3. spelling, or grammatical errors do not
count
Common reasons for filing a reissue include:
1. too narrow
or too broad of claims
2. inaccuracies in the disclosure
3. an incorrectly
claimed foreign priority
4. if an applicant failed to make reference to or
incorrectly made reference to prior copending applications
No reissued
patent shall be granted enlarging the scope of the claims of the original patent
unless it is applied for within two years from the grant of the original patent:
1.
broader claims may be applied for in a reissue
2. the reissue application must
be filed within two years of the issue date of the patent
3. a reissue filed
on the 2 year anniversary date is considered filed within 2 years
In a reissue
application, any adding or deleting to the original patent should be made by underlining
and bracketing, respectively, except for changes made in prior Certificate of
corrections and disclaimers of claims under 37 C.F.R. 1.321(a)
Reissues:
1.
only a patent owner may file reissues
2. any prior art will be considered
3.
broadening claims are allowed within the first 2 years
4. mistakes in the original
are required
Recapturing:
1. the recapture doctrine prevents claims
from being recaptured
2. a reissue will not be granted to recapture claimed
subject matter that was surrendered in the original application in order to obtain
the original patent
3. a reissue application may not be filed in order to broaden
claims back to their original form where the claims were mistakenly narrowed during
the original prosecution to avoid the prior art
Where any intention to broaden
is indicated in the reissue application within the 2 years, a broadened claim
can subsequently be presented in the reissue after 2 years
Correction
of the misjoinder of inventors has been held to be grounds for reissue:
It
is appropriate to use a Certification of correction when the only charges being
made are to correct inventorship (this fact cannot be contested between parties)
Oaths
in reissues:
1. reissue oaths/declarations must meet the requirements of
37 C.F.R. 1.63
2. a claim for the benefit of an earlier filing date in a foreign
country under 35 U.S.C. 119(a)(d) must be made again in a reissue application
Amendments
for reissue claims:
1. for each claim being amended, the entire text of
the claim must be presented with markings
2. a patent claim should be canceled
by a direction to cancel that claim
3. there is no need to present a claim
surrounded by brackets
4. a new claim (previously added in a reissue) should
be canceled by a direction to cancel that claim
5. a new claim added by amendment
must be presented with underlining throughout the claim each amendment submission
must set forth the status, on the date of the amendment, of all patent claims
and of all added claims
6. an entire paragraph in the specification other than
the claims may be deleted by a statement deleting the paragraph without presentation
of the text of the paragraph
7. hand entry of amendments to a claim are not
allowed
8. when responding to an Official action, each amendment when originally
submitted must be accompanied by an explanation of support in the disclosure for
the amendment