Appeals will definitely be tested on the exam and probably
to a fairly large extent. Appeal topics to know cold include; the Appeal Brief,
actions after an appeal and the withdrawal or dismissal of the appeal.
Appeal
Who
can appeal and when?
Once the claims of an application have been rejected
twice, the applicant may appeal:
1. a patent owner involved in a reexamination
proceeding may appeal from the final rejection
2. a third party may appeal
from the final decision of the administrative patent judge in an inter partes
proceeding
Rules governing Appeal briefs:
1. after filing a Notice
of Appeal, the appellant must also file an Appeal Brief
2. the Appeal Brief
is due 2 months from the date the Notice of Appeal is filed by the appellant
3.
the applicant has two months from the receipt date on the Notice of Appeal this
time may be extended
4. extra days are added to the calendar day of the original
period as opposed to being added to the day it would have been due when said last
day is a Sat, Sun or Fed holiday
5. although the failure to file an Appeal
Brief within permissible time will result in a dismissal of an appeal, if any
claims stand allowed, the application will not become abandoned by the dismissal,
but will be returned to the examiner for action on the allowed claims
A
sample timeline for an Appeal Brief:
1. 9/19/02 Notice of Appeal
2.
11/19/02 Appeal Brief is initially due; however, the nonstatutory time period
is extended under 37 C.F.R. 1.136(a)
3. 3/18/03 Appeal Brief actually filed
(with a 4 month extension)
a. the failure to file the brief within permissible
time will result in the dismissal of appeal
Withdrawing an appeal:
If
an application is appealed, and then the applicant became aware of prior art publications
material to the patentability of a claim, he or she should request to withdraw
the appeal
The applicant can withdraw the appeal by:
1. filing
a request for a continuing examination of the application and notifying the Board
of the change
2. an appellant may withdraw an appeal at any time, however,
unless there are claims allowed, the withdraw will result in the abandonment of
the application
Reply brief:
1. the appellant may file a reply
brief after receiving the examiner's answer
2. filing a reply brief after the
examiner's answer is the applicant's right, but the examiner may choose whether
or not to take action on it
Amendments to an appeal:
The entry
of a new amendment, new affidavit, or other new evidence in an application on
appeal is not a matter of right, the Board may always refuse an amendment
Jurisdiction
is transferred:
1. from the examiner to the Board within 2 months from
the examiner's answer, plus mail room time
2. after a supplemental examiner's
answer has been mailed, pursuant to a remand from the Board
3. after the examiner
has notified the appellant by written communication that the reply brief has been
entered and considered and the application will be forwarded to the Board
Rehearing:
Once
a decision is made by the Board, the applicant will have two months to request
a rehearing
Decision by the Board:
If the Board decides
that no claims are allowed, then:
1. the proceedings in the application
are terminated - this will take effect as of the date the time for filing a court
action has expired
2. the application is no longer considered as pending and
it will be abandoned
If the Board decides any claims are allowed:
1.
the appellant is not required to file a reply
2. an applicant who is dissatisfied
with a decision by the Board may appeal the decision to the U.S. Court of appeals
for Federal Circuit, or may have a remedy by civil action against the commissioner
in a U.S. District Court for the District of Columbia